语言不可读性对LLM安全的影响

The Implications of Linguistic Illegibility for LLM Security

精选理由

这篇论文揭示了LLM安全监控的盲点,提出了不依赖语言输出的沙箱防护方案。

AI 摘要

研究人员提出'语言不可读性'概念,指LLM的外部语言输出和提取的语言特征无法准确反映内部计算过程。由于LLM内部计算通过激活空间的数学运算而非直接语言表达实现,语言监控机制存在根本性局限。研究建议采用污点跟踪等不依赖语言状态的技术构建安全沙箱,以应对前沿模型可能的安全漏洞。

原文 · arXiv cs.LG

The Implications of Linguistic Illegibility for LLM Security

LLMs are trained to generate natural language. However, various strands of evidence indicate that an LLM's externalized linguistic outputs and mechanistically-extracted linguistic features can be an unreliable lens for understanding internal model computation. We introduce the term ``linguistic illegibility'' to broadly refer to scenarios in which an LLM's externalized or mechanistically-probed language artifacts fail to represent how the model actually thinks. We argue that the specter of linguistic illegibility is unavoidable for LLMs whose internal computations are not directly expressed via language, but rather math over activation spaces (with lossy translations between activation spaces and natural language happening at the bookends). If linguistic illegibility is always possible, then security mechanisms that rely on a model's linguistic self-reporting (e.g., chain-of-thought monitoring, constitutional self-critique, activation probing for linguistically-defined feature vectors) can never be completely sound; the model sandbox will always need isolation techniques whose guarantees do not depend on reading a model's linguistic state at all. We argue that observing a model's outputs using taint tracking is a promising approach for an effective sandbox: regardless of how a model linguistically self-reports, a taint tracking policy can define, a priori, various pieces of system state that should never be influenced by model-produced data. We also discuss several additional sandboxing mechanisms (e.g., robust virtualization, third-party auditing of sandboxing configurations) which collectively provide a critical floor beneath linguistic monitoring, and would have mitigated recent sandbox exploits by frontier models.